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FCI
Managed Cybersecurity for Financial Services
For Broker-Dealer & Branches — Compliance
Controls enforced across every rep. Evidence assembled before the examiner walks in.
Your registered representatives work from independent and branch offices your IT team does not manage. FINRA and the SEC expect proof that cybersecurity controls reach every one of them. FCI enforces those controls across your entire rep network — and produces the examination evidence your team currently spends weeks building by hand.
01
Network-wide enforcement
Controls are pushed to every rep device — home offices, branch offices, BYOD — without requiring IT presence or user action.
02
Exam evidence that assembles itself
The FCI Portal produces FINRA and SEC-aligned documentation continuously — mapped to what examiners actually ask for.
03
WSPs backed by real controls
Written supervisory procedures aligned to current SEC and FINRA expectations, supported by technical enforcement logs.
The difference
"The FINRA examiner will ask for your cybersecurity evidence. FCI builds it while your reps are working — not after the exam notice arrives."
What changes on day one
FCI maps the full scope of your rep network — every device, every connection, every branch. Many firms discover endpoints and access paths they did not know existed. Controls are enforced and logged from that point forward. The exam evidence gap begins closing immediately.
  • Complete device inventory across all reps and branches
  • Controls enforced on BYOD, home office, and branch devices
  • Always-On VPN and MFA active for every registered rep
  • Zero Trust access controls contain any incident at its source
  • 24x7 SOC monitoring begins across the full rep network
What you can hand to an examiner
When the FINRA or SEC notice arrives, your compliance team opens the FCI Portal. The complete evidence package is already there — organized, timestamped, and aligned to the specific questions examiners ask.
  • Device inventory and control enforcement log across all reps and branches
  • FINRA and SEC cybersecurity rule alignment mapping
  • Written supervisory procedure documentation backed by technical evidence
  • Vendor due diligence file for FCI (SOC 2 Type 1, SecurityScorecard)
  • MFA, VPN, and endpoint encryption enforcement records
  • Incident log and response documentation
40,000+
endpoints under management
90%
faster implementation via FCI Portal
80%
less monthly device lifecycle management time
30+
years serving financial services exclusively
Next step
Request a 30-minute Security Assessment. You will see exactly where your rep network is exposed and what your next FINRA or SEC exam will ask for.
fcicyber.com SOC 2 Type 1 Attestation
100% SecurityScorecard
NIST CSF · SEC · FINRA